Hybrid Broker Dealer and RIA Platforms

Overview

The hybrid wealth management sector represents a compelling opportunity for well-positioned capital providers. These firms—combining traditional brokerage with advisory services—serve a critical function in the financial services ecosystem but often face challenges accessing appropriate financing.

The Opportunity

Hybrid platforms and RIAs generate predictable, recurring fee revenue from advisory relationships. These cash flows have attractive characteristics: high client retention, diversification across many households, and minimal capital requirements.

Yet traditional lenders often struggle with this sector. Intangible collateral, regulatory complexity, and unfamiliar business models create friction that leaves many firms underserved.

Our Focus

We provide flexible capital solutions designed specifically for wealth management platforms:

• Growth Capital: Fund recruiting and practice acquisition without dilution
• Succession Financing: Support advisor transitions and book purchases
• Working Capital: Bridge operational needs during growth phases

Why Arravon

Our approach is built on deep sector understanding:

• Structures designed to work within FINRA and SEC frameworks
• No personal guarantees or forced equity dilution
• Speed and certainty from focused underwriting
• Partnership orientation that respects platform independence

Current Status

We are actively engaging with hybrid platforms and aggregators seeking capital solutions. Our pipeline includes opportunities across multiple platform types and geographies.

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For detailed information about our current investment focus, including specific structures and terms, please contact us to request access to our private materials.