About the Firm
Disciplined Capital for Wealth Management
Arravon Capital provides flexible financing solutions to hybrid broker dealers and RIAs. We combine institutional rigour with partnership flexibility, working within regulatory frameworks to support growth and succession.
Our Mandate
Purpose-Built for This Sector
We exist to serve a specific market: wealth management firms that combine traditional brokerage with advisory services. These hybrid platforms face unique challenges accessing appropriate capital— traditional lenders often struggle with intangible collateral and regulatory complexity.
Our mandate is to be the funding partner of choice for this underserved segment. We structure capital solutions that align with how these businesses actually operate, respecting both their independence and their regulatory obligations.
Our Principles
How We Operate
Underwriting Discipline
We focus on cash flow quality, client retention, and platform dynamics. Every structure is built on rigorous analysis of the underlying economics.
Alignment of Interest
Our structures are designed to succeed when our partners succeed. No personal guarantees, no forced dilution, no conflicting incentives.
Regulatory Awareness
Every engagement is designed to work within FINRA and SEC frameworks. We collaborate with compliance teams and counsel from the outset.
Partnership Over Transaction
We view each engagement as a long-term relationship, not a one-time deal. Our success is measured by the success of our partners.
Speed and Certainty
We move efficiently because we understand the sector. Our process is designed for weeks, not months, without sacrificing diligence.
Transparency
Clear communication of terms, expectations, and responsibilities. No hidden fees, no surprises, no misaligned incentives.
Governance & Risk
Institutional Standards
We maintain rigorous governance standards appropriate for managing capital in regulated financial services. Our approach emphasises diversification, covenant protections, and ongoing monitoring.
- Diversified exposure across multiple platforms and geographies
- Covenant structures that protect capital while supporting growth
- Regular reporting and performance monitoring
- Independent review of structuring decisions
What We Do Not Do
Clear Boundaries
We do not custody client assets
Client assets remain with existing custodians. We provide capital, not custody services.
We do not act as broker or adviser
We are a capital provider, not a registered broker dealer or investment adviser.
We do not compete for advisors
We are friendly to platforms. Our capital supports your recruiting, not our own.
We do not interfere with operations
You maintain full control of your business. Our involvement is limited to capital provision and appropriate monitoring.
All structures are designed to sit inside existing FINRA and SEC frameworks. We do not custody client assets, we do not act as broker or adviser, and client consent is obtained where required. Counsel confirms structure for each engagement.